Mutual exchange

Results: 2484



#Item
341Disgorgement / U.S. Securities and Exchange Commission / Government / Mutual fund scandal / Corporate crime / Fair Fund / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-03-31 14:05:51
342Funds / Financial services / Collective investment schemes / Financial markets / Exchange-traded fund / Hedge fund / Mutual fund / Closed-end fund / Money market fund / Financial economics / Investment / Finance

PDF Document

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Source URL: www.blackrock.com

Language: English - Date: 2014-09-15 10:38:35
343Judgment / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / Federal Rules of Civil Procedure / Fair Fund / Lawsuit

Case 1:12-cv[removed]MLW Document 123 Filed[removed]Page 1 of 5 Case 1:12-cv[removed]MLW Document 121 Filed[removed]Page 1 of 5 UNITED STATES DISTRICT COURT DISTRICT OF MASSACHUSETTS SECURITIES AND EXCHANGE

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 12:50:41
344Funds / Financial services / Financial markets / Collective investment schemes / Demat account / Depository participant / Mutual fund / Exchange-traded fund / Rate of return / Financial economics / Investment / Finance

F. No. 1/8/SM/2012 Ministry of Finance Department of Economic Affairs (Capital Market Division) Frequently Asked Questions on

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Source URL: www.finmin.nic.in

Language: English - Date: 2014-02-14 02:29:51
345Stock market / Demat account / Depository participant / Securities and Exchange Board of India Act / Security / Mutual fund / Short / Income tax in the United States / Indian Depository Receipt / Financial economics / Investment / Finance

[TO BE PUBLISHED IN PART II, SECTION 3, SUB-SECTION (ii) OF THE GAZETTE OF INDIA, EXTRAORDINARY, DATED THE 23rd November, 2012] Government of India Ministry of Finance Department of Revenue Notification

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Source URL: www.finmin.nic.in

Language: English - Date: 2014-02-14 02:29:51
346Stock market / Demat account / Financial services / Institutional investors / Depository participant / Financial regulation / Securities and Exchange Board of India Act / Security / Mutual fund / Financial economics / Investment / Finance

Microsoft Word - Final RGESS notification dated[removed]docx

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Source URL: www.finmin.nic.in

Language: English - Date: 2014-02-14 02:29:51
347Funds / Active management / Mutual fund / Collective investment scheme / Exchange-traded fund / Index fund / Lipper / Passive management / Stock fund / Financial economics / Investment / Financial services

Microsoft Word - CFMS_IndexingWorld_2013_05_29.docx

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Source URL: finance.sauder.ubc.ca

Language: English - Date: 2013-07-25 01:14:15
348Financial markets / Funds / Demat account / Collective investment schemes / Depository participant / Short / Mutual fund / Exchange-traded fund / Rate of return / Financial economics / Investment / Finance

F. No. 1/8/SM/2012 Ministry of Finance Department of Economic Affairs (Capital Market Division) Frequently Asked Questions on

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Source URL: www.finmin.nic.in

Language: English - Date: 2014-02-14 02:29:51
349Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / Mutual fund / Futures contract / U.S. Securities and Exchange Commission / Financial adviser / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 8, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of Wis

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Source URL: www.sec.gov

Language: English - Date: 2015-04-08 11:01:14
350Financial markets / Finance / CSX Transportation / United States securities law / Repurchase agreement / Financial Industry Regulatory Authority / Short / Cayman Islands Stock Exchange / Rail transportation in the United States / Transportation in the United States / Transportation in North America

CSX Crossing Market Procedures CSX Overview The CSX was formed in 1997 to provide a listing facility for Cayman Islands specialist products; mutual funds and debt securities. Since then the CSX has expanded its facilitie

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Source URL: www.csx.com.ky

Language: English - Date: 2006-04-19 17:00:00
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